InFront compliance

Fintech pioneers have disrupted staid business models to drive efficiencies and enhance customer experience. However, as this nascent sector expands, so too does the level of supervisory scrutiny. You want to focus on growing your business and continuing to innovate, without feeling constrained by the complexity of emerging regulation.

Our scalable solution helps you to identify compliance gaps internally and with your third parties so you can approach prospect meetings with confidence, and close deals sooner. InFront Compliance is here to help you seamlessly navigate the transition from technology trailblazer to regulator-ready powerhouse.

We reduce your risk by

Identifying your compliance blind spots (before a client does)
Providing updated assessments as regulations change
Creating an auditable record of all internal responses

We simplify the compliance process by

Creating, maintaining, and updating assessments for each regulatory topic
Providing an easy-to-use interface that all employees can use comfortably
Integrating collaboration tools for more efficient communication with teammates
Delivering consolidated response reporting for faster remediation

We help you grow by

Eliminating compliance gaps, which helps close deals faster
Protecting your bottom line from unnecessary compliance risk
Instilling a culture of compliance that enables you to scale with confidence
Fostering trust among prospective and existing clients

Current Assessment Library

Banking Assessments

NYS DFS Cyber Regs
UDAAP
Nonpublic Information Use Under GLBA
Third Party Mortgage Origination Regulations, including the TILA, Reg. Z, RESPA, and Reg. X, the HDMA and Reg. D, and reporting
Rules under ECOA and Reg. B
Mortgage Servicer Rules in RESPA, Reg. X, TILA, and Reg. Z
Remittance Transfers in EFTA and Reg. E
TILA and Reg. M in Consumer Leases

Savings Accounts in TISA and Reg. DD
Debt Collection in FDCPA
Consumer Credit Reports in Transactions under FCRA
FTC’s Telemarketing Sales Rule and the FCC’s TCPA
Open-End, Non-Home Secured Credit under TILA and Reg. Z
Regulation of Third-Party Card Issuers by TILA and Reg. Z
Military Lending under MLA and DOD Rules
ECOA and Reg. B

Common Fintech Assessments

General Vendor Due Diligence
General IT Due Diligence
GDPR

CCPA
NIST 800-171, NIST 800-53, rev 4, CIS 20

CCPA. CMMC. Cybersecurity.

2020 is shaping up to be one of the most challenging from a compliance perspective. Organizations and compliance professionals will continue to see a proliferation of stakeholders involved in compliance – both internal and external third party vendors – as well as an increase in complexity in navigating both new and changing requirements.

Request Free Guide